Committees & Working Groups
PTG committees & working groups are at the core of our advocacy efforts. Committees & working groups discuss key issues, inform PTG policy, and communicate with internal and external stakeholders.
-
13f-2 Reporting
-
24-7 Trading
-
25G Migration
-
AI
-
CAT Implementation
-
Compliance Networking
-
Cyber
-
Digital Assets
-
Event Contracts and Prediction Markets
-
Equity Market Structure
-
Equity Options
-
Finance
-
FTC Non-Compete Proposal
-
Liquidity
-
Market Access
-
OPR Review
-
Perpetual Contracts
-
Reg SHO Reform
-
Taxes and User Fees
-
Treasury Market Structure
Inactive Groups
-
Automated Trading
-
Batch Auctions
-
Block Trades
-
CCP Default Auctions Working Group
-
CFTC Concept Release
-
CFTC Reauthorization
-
Cyber Risk
-
Cybersecurity
-
Diversity
-
Drop Copy White Paper
-
Exchange Market Data Dissemination
-
Exchange Risk Controls Survey
-
Expansion of Regs ATS and SCI Proposal Working Group
-
FINRA Algo AP Registration Proposal
-
FINRA Corporate Block Reporting Proposed Pilot
-
FINRA Registration
-
FINRA Rule Book Review
-
FINRA TAF Exemption Proposal
-
Implied Pricing
-
Market Data License Agreements
-
Market Data Working Group
-
New Member Recruiting
-
Operations
-
Response to Joint Staff Report on the U.S. Treasury Market on Oct. 15, 2014
-
Returning-to-the-Workplace Issues
-
SEC Reg-SCI Proposal
-
SEC Required FINRA Membership Proposal
-
Securities Clearing House Risk Management Review
-
SEF Rule Proposal 2018
-
Self-Match Prevention
-
Self-Match Prevention Technology Standards
-
Software Development White Paper
-
Swap Dealer Capital
-
Swaption National Value Computation Methodology
-
Tax Reform 2017
-
Trading Technology Standards Group