Latest News
Read the latest about how the PTG is addressing key topics like digital assets, electronic trading, equity market structure, and Treasury market structure.
Jun 22, 2026
PTG responds to SEC CAT Concept Release
In a letter filed today with the Securities and Exchange Commission (SEC), PTG urges the Commission to take direct control over Consolidated Audit Trail (CAT) funding and governance. The letter recommends the SEC fund CAT through the existing Section 31 fee process by incorporating CAT costs into the Commission’s Congressionally approved budget. PTG argues this would add legislative oversight, fiscal discipline, and accountability while still allowing the industry to cover costs through the existing fee mechanism.
May 29, 2026
PTG Responds to Nasdaq's Continued Listing Requirement Proposal
In a letter filed today with the Securities and Exchange Commission, PTG expresses support for Nasdaq’s proposed rule change establishing a new continued listing requirement for companies whose market capitalization falls below $5 million. PTG agrees with Nasdaq’s view that such low valuations generally reflect more than temporary challenges and make continued listing on a national securities exchange inappropriate.
Apr 24, 2026
PTG Comments on MEMX Application for Temporary Exemptive Relief
In a letter filed with the Securities and Exchange Commission (SEC) today, PTG submitted comments on MEMX LLC’s application for temporary exemptive relief from aspects of Rule 610(c) of Regulation NMS. While PTG does not endorse every part of MEMX’s application, it supports the general request to extend certain compliance dates.