Latest News

Read the latest about how PTG is addressing key topics like digital assets, electronic trading, equity market structure, and Treasury market structure.

PTG Responds to Regulation Systems Compliance and Integrity Expansion Proposal

The PTG said that the SEC has not justified expanding Reg SCI to broker-dealers nor has it adequately considered alternatives and the impact on competition.

Jun 5, 2023

PTG Responds to SEC Cybersecurity Risk Management Proposal

In a letter filed today with the Securities and Exchange Commission (SEC) in response to the Risk Management Proposal, the PTG made recommendations to the SEC.

Mar 8, 2023

PTG responds to FINRA Trading Activity Fee Proposal

In the letter, PTG agreed with both FINRA and the Securities and Exchange Commission (SEC), who acknowledged the potentially significant monetary impact of applying the current TAF structure to PTF broker dealers that become FINRA members.